Skip to main content

David Vaughan Investments, LLC
Client Log-in

David Vaughan Investments, LLC
  • Home
  • Who We Are 
    • Our Story
    • Our Team
    • Career Opportunities
  • What We Do 
    • Our Approach
    • Our Process
    • Our Strategies
  • Who We Serve 
    • Our Clients
    • Prospective Clients: Individuals
    • Prospective Clients: Institutions
    • DVI in the Community
  • Media 
    • DVI Ink
    • Newsletters
    • Capital Markets Commentary
    • Year in Review
    • Publications
    • Press Releases
  • Contact
  • Client Resources

  

    You are here

  1. Home
  2. RIA

RIA

Broker or RIA: Who Should You Choose?

Submitted by David Vaughan Investments, LLC on March 1st, 2014

InterBusiness Issues  Continue reading...

Tags:
  • Broker
  • Fiduciary
  • Publications
  • RIA

Interested in our newsletter?

We take pride in updating our clients with our market and industry perspectives as well as offering ideas and solutions for their investment management and financial planning needs.

Subscribe today!

Peoria Office
5823 N. Forest Park Drive
Peoria, IL 61614-3500
P: 309-685-0033
F: 309-685-3665
E: dvi@dviinc.com
Map

Florida Office
399 Carolina Avenue, Suite 110
Winter Park, FL 32789-3150
P: 407-622-5133
F: 407-622-5135
E: dvi@dviinc.com
Map

Email Us

  • Sitemap
  • Form ADV Part 2A and Part 2B
  • Form CRS (Client Relationship Summary)
  • Legal, privacy, copyright and trademark information

David Vaughan Investments, LLC is registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940. DVI was established in 1977 as a sole proprietorship, restructured into an S Corporation in 1991, and recently merged into a new Delaware LLC in September of 2017. The information provided on the DVI web site is intended solely for the purpose of supplying general background information on the firm and the investment counseling services it provides. DVI does not use this resource as a means of facilitating securities transactions or providing personalized investment advice. DVI and its representatives may only conduct business in those states which it has met all regulatory requirements. Therefore, no follow-up will be made by the firm with a prospective client until DVI's compliance officer has reviewed the regulatory consequences of soliciting new business within that state.

© 2020 David Vaughan Investments, LLC. All rights reserved.

Website Design For Financial Services Professionals